EQUITY SECURITIES | Series 7 Exam Prep

EQUITY SECURITIES

Answer all questions and click Submit.
If a question has more than one right answer, we will tell you as "Select the X correct answers"

Quiz Questions (click to show/hide)

1. Common stockholders have:

A. Voting rights B. Guaranteed dividends C. Priority over bondholders D. Fixed returns

2. Preferred stockholders:

A. Have voting rights B. Receive dividends before common shareholders C. Have no claim in liquidation D. Get variable dividends

3. Which stock is MOST likely to pay dividends?

A. Growth stock B. Blue-chip stock C. Penny stock D. Startup stock

4. Market capitalization refers to:

A. Total assets B. Share price × shares outstanding C. Company revenue D. Net income

5. A stock split results in:

A. Increased company value B. More shares at lower price C. Higher dividends D. Reduced ownership

6. Which market is for new securities?

A. Primary market B. Secondary market C. OTC market D. Derivatives market

7. Which of the following represents ownership?

A. Common stock B. Bond C. Option D. Mutual fund

8. Dividends are:

A. Guaranteed B. Declared by the board of directors C. Paid monthly always D. Required by law

9. Growth stocks typically:

A. Reinvest earnings B. Pay high dividends C. Have low volatility D. Are government-backed

10. Which exchange is centralized?

A. NYSE B. NASDAQ C. OTC D. Pink Sheets